North American Securities Administrators Association

Results: 518



#Item
501Securities / Financial economics / North American Securities Administrators Association / Financial system / Finance / United States securities law / Auction rate security / Bonds

Auction Rate Securities (ARS) were marketed to investors as "money market or cash equivalents"

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Source URL: tn.gov

Language: English - Date: 2013-02-13 10:37:51
502Financial system / Financial economics / Finance / Securities regulation in the United States / Utah / Security / Securities fraud / United States securities law / Financial regulation / North American Securities Administrators Association

Press Release - 30 May[removed]Utah Wins NASAA 2013 Conference

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Source URL: commerce.utah.gov

Language: English - Date: 2013-09-12 21:55:38
503Insurance / Contract law / Annuity / Life annuity / Indexed annuity / Equity-indexed annuity / Financial economics / Investment / Retirement

The North American Securities Administrators Association Are you an informed investor? ANNUITIES

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Source URL: www.tn.gov

Language: English - Date: 2013-02-12 16:07:42
504Financial services / Collective investment schemes / Madoff investment scandal / United States securities law / North American Securities Administrators Association / Ponzi scheme / Affinity fraud / Securities fraud / Bernard Madoff / Financial economics / Investment / Finance

Microsoft Word - Securities - NASAA Top Investor Threats[removed]doc

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Source URL: commerce.utah.gov

Language: English - Date: 2013-10-21 12:12:01
505Financial system / North American Securities Administrators Association / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Uniform Combined State Law Exam / Investment Advisers Act / United States securities law / Financial economics / Finance

Microsoft Word - IAtransitionInfo.doc

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Source URL: www.finance.idaho.gov

Language: English - Date: 2012-04-05 16:49:43
506Currency / Business / Digital technology / Financial cryptography / Payment systems / Exchange rate / North American Securities Administrators Association / Virtual currency / Electronic money / Economics / Foreign exchange market / Money

Model State Consumer and Investor Guidance on Virtual Currency April 23, 2014 The Conference of State Bank Supervisors (CSBS), through its Emerging Payments Task Force, and the North American Securities Administrators As

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Source URL: www.csbs.org

Language: English - Date: 2014-04-23 11:19:24
507Financial services / Institutional investors / Funds / Inverse exchange-traded fund / Mutual fund / Hedge fund / S&P 500 / ETF Securities / Source UK Services / Investment / Financial economics / Exchange-traded funds

The North American Securities Administrators Association Are you an informed investor? Exchange Traded Funds Exchange Traded Funds (ETFs) have grown increasingly popular among retail

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Source URL: www.iid.state.ia.us

Language: English
508Financial economics / 73rd United States Congress / Financial system / Business / Financial regulation / North American Securities Administrators Association / Securities Act / Regulation D / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Stock market

Written Testimony of William Beatty Washington Securities Division Director and President-Elect of the North American Securities Administrators Association, Inc. House Committee on Financial Services Subcommittee on Capi

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Source URL: www.nasaa.org

Language: English - Date: 2014-04-30 18:27:15
509United States securities law / Government / Public policy / North American Securities Administrators Association / National Endowment for the Arts / Americans for the Arts / Cultural policy

Microsoft Word - ACTION PLAN HIGHLIGHTS FY 2014 Mid-Year Report.doc

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Source URL: www.nasaa-arts.org

Language: English - Date: 2014-04-15 13:20:59
510Financial system / North American Securities Administrators Association / Financial economics / ACT / Security / United States securities law / Financial Industry Regulatory Authority / Business

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org

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Source URL: www.nasaa.org

Language: English - Date: 2014-03-24 08:59:57
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